Article

How Do You Catch a Foreign Patent Cited Twice in an IDS?

One foreign patent can arrive under its application, publication and grant numbers. Resolve each citation to its application before comparing, or the same reference is listed twice and counts twice toward the IDS size fee.

General information, not legal advice. Reading this article does not create an attorney-client relationship.

In short

A foreign patent can reach your desk under several numbers: its application number, its publication number and its grant number. A foreign associate's email, a foreign office action and your own earlier IDS may each use a different one. Korean patents are the clearest case, with three distinct numbers for one patent. To catch a duplicate, resolve every foreign citation to its application before you compare it against what is already of record. Otherwise the same reference gets listed twice, and each listing counts toward the IDS size fee thresholds.

General information, not legal advice. Reading this article does not create an attorney-client relationship.

Why does one foreign patent have several numbers?

Because most offices number the filing, the publication and the grant separately. Some keep one number for the publication and the grant and change only the kind code. Others give the grant a new number, and those are where duplicates slip through.

Office Unexamined publication Granted patent Grant gets a new number?
EPO EP NNNNNNN A1 or A2 EP NNNNNNN B1 No, only the kind code changes
China (CNIPA) CN NNNNNNNNN A CN NNNNNNNNN B No, only the kind code changes
Japan (JPO) JP YYYY-NNNNNN A JP NNNNNNN B2 (B1 if no prior A) Yes
Korea (KIPO) KR 10-YYYY-NNNNNNN A KR 10-NNNNNNN B1 Yes

When the number stays the same, a duplicate is easy to spot. When it changes, the two citations look unrelated unless you look them up.

Why are Korean citations especially easy to duplicate?

Because KIPO numbers the filing, the unexamined publication and the granted patent separately. The formats are:

Number Format What it identifies
Application number 10-YYYY-NNNNNNN The filing itself, not a published document
Unexamined publication (A) 10-YYYY-NNNNNNN The laid-open application
Registration (B1) 10-NNNNNNN The granted patent

"10" marks a patent; utility models use "20". Search databases often drop the hyphens and add the country and kind code, so 10-NNNNNNN B1 may appear as KR10NNNNNNNB1.

Two features make Korean citations easy to get wrong:

  • The application number and the A publication number share the same format. They are different serial numbers for different things. A number in the 10-YYYY-NNNNNNN format tells you nothing until you know which one it is, and one document's application number can match another document's publication number.
  • There may be no A publication at all. If KIPO grants a patent before the application is laid open, the B1 is the only publication. An A-only lookup will miss it.

Does a duplicate count toward the IDS size fee?

Yes. Since January 19, 2025, an IDS that pushes the cumulative count of applicant-provided items past 50, 100 or 200 owes a size fee under 37 CFR 1.17(v). The USPTO's quick reference guide answers the duplicate question directly:

  • Each listing counts. The same item listed twice on one IDS, or once on each of two IDSs, counts twice.
  • A corrected resubmission does not. If an item was not considered because it was non-compliant, listing it again in the same application is not counted a second time.
  • Parent citations stay in the parent. Items cited in a parent application are not counted in a child unless you cite them again there.
  • An RCE does not reset the count. The count runs from filing to issuance.
  • The count is yours to keep. The guide says examiners are not expected to track it.

An A publication and a B1 registration of the same Korean application are two documents, so listing both is two items. Whether both belong on the IDS is a judgment for the practitioner. The point is to make that call on purpose, not to discover after filing that the same patent went in under two numbers.

How do you check for duplicates, step by step?

  1. Write every foreign number in one format. Country code, number, kind code: for Korea, KR, then the digits, then A or B1. A number with no kind code is not finished yet.
  2. Look each one up. In the issuing office's database (KIPRIS for Korea) or Espacenet, find the application it belongs to and record three things: the application number, the publication number (if there is one) and the grant number (if granted). For Korea, those are the A and the B1.
  3. Group by application number. The application number is the family key. Two citations under the same application are the same patent, even if every digit you were sent differs.
  4. Compare against what is already of record. Check each group against the references in the US file wrapper: your earlier IDSs and the references the examiner cited. If the patent is already there under any of its numbers, decide whether listing it again serves a purpose. References the examiner cited do not count toward the size fee, but once you list one on your own IDS, that listing counts.
  5. Update the running count. Add this IDS to the cumulative total and check it against 50, 100 and 200 before you file.

Example: one Korean patent, three citations

Three citations arrive for the same US application. Digits are masked; the formats match current Korean numbers.

Where it came from As cited Resolves to application
Your IDS filed last year KR 10-2021-XXXXXXX A 10-2020-XXXXXXX
Korean office action, this month KR 10-2XXXXXX B1 10-2020-XXXXXXX
Associate's email "Korean patent 10-2020-XXXXXXX" 10-2020-XXXXXXX (this is the application number itself)

All three are the same Korean patent. The A publication is already of record. The B1 is a new document from the same application, so citing it is a decision, not an automatic add. The email's number is an application number, which identifies a filing rather than a published document, so it would need to be resolved to the A or B1 before it could be cited at all. Without the lookup, the same patent could go into this file three times, once under a number that cannot be cited.

So what does ClaimxArk do?

ClaimxArk builds the IDS from the email the references arrived in, and runs the Korean lookup described above as part of the draft:

  • Korean numbers are resolved to their application number through KIPRIS, then compared with the references in your earlier IDSs. Matches are flagged with the IDS they were filed in.
  • Examiner-cited lists are shown for you to check.
  • The cumulative count is shown against the 50, 100 and 200 thresholds before you file.
  • Every entry is shown next to its source page, so you can check each one against the original.

The practitioner still decides what to cite and signs the IDS.

See the two-minute demo. Or start free at claimxark.ai.

FAQ

Are a Korean A publication and its B1 registration the same reference? They come from the same application but are two documents. Listing both counts as two items toward the IDS size fee.

Does listing the same reference twice count twice toward the size fee? Yes. The USPTO counts each instance, whether the repeat is on the same IDS or a later one. A non-compliant item that you correct and resubmit is the exception.

Why can't I find an A publication for a Korean patent? KIPO does not publish an A document when the patent is granted before the application is laid open. The B1 is then the only publication.

Can I cite a Korean application number in an IDS? An application number identifies the filing, not a published document. Resolve it to the A publication or the B1 registration first.

Published November 1, 2026.

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